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The Supreme Court Case
Regarding Out of State Shipment of Liquor

In the recently-decided Supreme Court cases relating to the interstate shipment of wine, Granholm v. Heald and Swedenburg v. Kelly, 544 U.S. __ (2005), the Court was asked to consider whether Michigan and New York’s laws that discriminated against out-of-state shipments of wine to in-state residents was within the boundaries of the Constitution. The narrow constitutional issue concerned whether the 21st Amendment’s grant of authority to the states to regulate alcoholic beverage sales overrode the Commerce Clause’s protections against discriminatory treatment of in-state products versus out-of-state products. The Court answered this question with a definitive “No.”

What does it really mean? These cases uphold the Constitution’s protections against discriminatory treatment of consumers and products, even for alcoholic beverages. In the Court’s words: “State policies are protected under the Twenty-first Amendment when they treat liquor produced out of state the same as its domestic [i.e., in state] equivalent.” Conversely, where a state seeks to discriminate against out of state products, that policy can only be upheld if the state regime “advances a legitimate local purpose that cannot be adequately served by reasonable nondiscriminatory alternatives.” Thus, the Court looks to see what the “local purpose” to be served is, and whether that purpose can be adequately served by policies that do not discriminate against out of state goods.

In these cases, the states argued two purposes for their discriminatory treatment: to keep alcoholic beverage out of minors’ hands, and to facilitate tax collection. Both were rejected as justification for the discriminatory treatment. The argument regarding sales to minors, while rejected on several grounds, fell hardest on the illogic of the position of New York and Michigan. The Court appeared swayed by the fact that the dangers of alcohol getting into minors’ hands was equal regardless whether the alcohol was shipped from within or outside of the states’ borders. Having laid the historical foundation that discriminatory laws were invalid because the Commerce Clause is designed in part to avoid trade wars among the states, the Court was unimpressed with the states’ attempt to find a distinction in the impact on minors based on the shippers’ location. A similar shortcoming was found in the tax issue. The Court was not convinced that the tax collection system in place in the states was unable to accommodate both in state and out of state shippers.

The Court’s conclusion provides a convenient summary of its holding:

States have broad power to regulate liquor under §2 of the Twenty-first Amendment. This power, however, does not allow States to ban, or severely limit, the direct shipment of out-of-state wine while simultaneously authorizing direct shipment by in-state producers. If a State chooses to allow direct shipment of wine, it must do so on evenhanded terms.

 

Prepared by Kenneth J. Nunnenkamp, Esq.
(703) 442-9035
www.ipappeals.com